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Job Description

Arbuthnot Latham has been associated with banking since 1833. We combine private and commercial banking, wealth planning and investment management. We believe in traditional relationship and service-led banking powered by modern technology.

The Risk Assurance Associate is responsible for providing assurance on the effectiveness of the key controls across the Arbuthnot Latham business, including the Bank’s subsidiaries.

To place the interests of customers at the centre of all activities, act in a way that is consistent with achieving good outcomes for consumers; and to comply with the FCA and PRA's Conduct Rules. 

Key Responsibilities: 

  • Support the Risk Assurance Manager to implement the key control testing in line with the Risk Monitoring Plan.
  • Conduct thorough assessments of key controls and identify areas for improvement, contributing to the development of effective risk mitigation strategies.
  • Build relationships with key stakeholders across the business to support the embedding of the Bank’s Risk Management Framework and System.
  • Provide insightful recommendations based on control assessment outcomes, fostering a proactive risk-aware culture throughout the organisation.
  • Support the Risk Assurance Manager in the production of committee reporting, showing progress of key control testing against the Risk Monitoring Plan.
  • Follow-up and verify completion of management actions in connection with monitoring undertaken.
Risk:
  • Responsible for managing risks inherent to the role by diligently observing internal policies and procedures.

Key Interfaces:

  • Team members and managers within the Chief Risk Office (Risk, Compliance, Credit, Financial Crime and Internal Audit).
  • Risk & control owners and assessors across the business: Head Office, Front Office, COO and AL Subsidiaries.
 
 
Person Specification

Knowledge/Experience/Skills:

  • Ability to conduct independent monitoring on the effectiveness of processes/controls.
  • Financial services experience with strong knowledge of risk and control frameworks.
  • Experience of risk management within a 1LOD or 2LOD role.
  • Analytical skills and an excellent eye for detail with a methodical approach.
  • Numerate and technically minded with strong IT skills.
  • Enthusiastic and able to demonstrate a positive and flexible approach.
  • Team player, supporting both your colleagues and managers in delivering new projects and supporting existing systems.
  • Self-motivated and driven to learn and develop yourself

Qualifications:

  • Educated to degree level (not essential) or relevant industry qualifications preferred.
  • Qualified or part-qualified in an audit related field (e.g Accountancy, IIA, Systems Auditing) preferred.

Competencies:

  • Team Working
  • Influencing Others
  • Performance Focus
  • Problem Solving and Judgement
  • Planning and Reviewing
  • Communication and Confidence 
About Us

Life, Work and Benefits

Arbuthnot Latham is committed to equal-opportunities for all staff and candidates. We embrace inclusion & diversity and understand why they are critical for the success of our business and people.

  • Agile working
  • Competitive salary, pension & holiday allowance
  • BUPA Health cover
  • 4x Life Assurance
  • Income Protection scheme
  • Discretionary bonus
  • Market leading maternity/paternity and menopause policies
  • Flexible benefits

Data Privacy and Reasonable adjustments

We take keeping your data security seriously.  For more detail on how we may keep your data please refer to our Privacy Notice

https://careers.arbuthnotlatham.co.uk/files/RecruitmentPrivacyNotice.pdf

Reasonable adjustments: Please let us know of any adjustments or arrangements that you may need to help you apply to this role or that will help you during the recruitment process. If you wish to discuss any particular requirements or concerns you have because of a disability or medical condition please contact us at [email protected]. Information you provide about any disability or medical condition will remain confidential unless it is necessary to disclose it to other members of staff or outside agencies to ensure the health and safety of yourself and others, or to implement the adjustments you require. In these circumstances we will first discuss with you how and to whom the information may be disclosed.

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