To provide support to the ALIM Dealing team., carrying out administrative tasks to assist with the smooth running of the firms centralised dealing desk.
The wider operations teams deal with all issues covering Client on boarding, Providing Best Execution for Trades, Settlement, Regulatory Reporting, Reconciliation, Dividend and Corporate actions processing as well as providing our clients with valuation & tax reporting.
Key responsibilities
The individual will primarily provide assistance to the Dealing team but also cover ad hoc tasks for other teams when required and if appropriate.
The Dealing desk are responsible for execution of all trades on behalf of ALIM, covering Equity, ETF, Fixed income, FX, & Funds whilst ensuring adherence to Best Ex policy.
The Dealing Assistant would be responsible for the below tasks:
- Production and submission of manual trades to fund managers/TAs
- Managing the order management system (OMS) blotters to ensure trades are booked and allocated to clients in a timely manner.
- Ensuring trades are checked and matched against a counterparty contract note and contacting counterparties where this is not received.
- Maintenance of desk spreadsheets.
- Assisting with the management of on desk trading data
- Resolving ad-hoc queries from internal and external stakeholders.
- Providing information to IM team around trading/settlement cycles.
- Liaising with wider operations teams to resolve issues with trade bookings.
- Assisting with the rebooking of orders when required.
- Ad-hoc duties in support of other teams.
Key Interfaces
- Investment Operations and Investment Management Teams
- Counterparties, Fund Administrators and Fund Managers